THE CLO OPPORTUNITY

THE IMPACT OF MAR

• Adopt policies and procedures relating to the treatment of inside information, including to ensure the immediate publication of inside information, and to ensure that any delay in the publication of inside information is in accordance with MAR;
• Draw up and maintain a list of persons within the issuer and Co-issuer discharging managerial responsibilities and of persons closely associated with them ("PDMRs");
• Ensure PDMRs are aware of, and acknowledge in writing, their obligations relating to dealing in the issuers' financial instruments;
• Draw up and maintain, in the prescribed form, a permanent insider list (the "Insider List") of persons with access to inside information relating to the issuer or its financial instruments; and
• Ensure persons on Insider Lists are aware of, and have acknowledged in writing, their obligations under MAR and the sanctions for insider dealing and unlawful disclosure of inside information.

INSIDER LISTS

LEI REGISTRATION

CLO LISTING – THE CURRENT POSITION